PIPEs Placement Agents Power Rankings

PIPEs of at least $1 million between January 2019 and December 2019 ranked by number of placements.

H.C. Wainwright & Co. LLC

Roth Capital Partners LLC

Cowen and Co. LLC

Oppenheimer & Co.

Maxim Group LLC

Jefferies LLC

Piper Sandler Cos.

Canaccord Genuity Group Inc.

Ladenburg Thalmann & Co.

SVB Leerink

William Blair & Co. LLC

Stifel

Craig-Hallum Capital Group LLC

JMP Group LLC

National Holdings Inc.

Aegis Capital Corp.

JPMorgan Chase & Co.

A.G.P./Alliance Global Partners

Citigroup Global Markets Inc.

Paulson Investment Co. LLC

B. Riley FBR Inc.

Dawson James Securities

Evercore Inc.

SunTrust Robinson Humphrey