PIPEs Placement Agents Power Rankings

PIPEs of at least $1 million between January 2019 and December 2019 ranked by number of placements.

H.C. Wainwright & Co.

Roth Capital Partners LLC

Cowen and Co. LLC

Maxim Group LLC

Oppenheimer & Co.

Piper Jaffray & Co.

Canaccord Genuity Group Inc.

Ladenburg Thalmann & Co.

Jefferies LLC

A.G.P./Alliance Global Partners

SVB Leerink

William Blair & Co. LLC

National Holdings Inc.

JPMorgan Chase & Co.

B. Riley FBR Inc.

JMP Group LLC

Craig-Hallum Capital Group LLC

Paulson Investment Co. LLC

Raymond James & Associates Inc.

Fordham Financial Management Inc.

Stifel

Dawson James Securities

Citigroup Global Markets Inc.

Chardan Capital Markets LLC