PIPEs Placement Agents Power Rankings

PIPEs of at least $1 million between Jan 2018 and Dec 2018 ranked by number of placements.

H.C. Wainwright & Co. LLC

Roth Capital Partners LLC

Jefferies LLC

Piper Jaffray & Co.

Maxim Group LLC

Cantor Fitzgerald & Co.

Oppenheimer & Co.

Cowen and Co. LLC

Ladenburg Thalmann & Co.

Canaccord Genuity Group Inc.

National Holdings Corp.

Stifel, Nicolaus & Co.

Craig-Hallum Capital Group LLC

A.G.P./Alliance Global Partners

Raymond James & Associates Inc.

Chardan Capital Markets LLC

B. Riley FBR Inc.

Dawson James Securities Inc.

Credit Suisse Group

Barclays

JMP Group LLC

Wells Fargo Securities LLC

SunTrust Robinson Humphrey Inc.

Citigroup Global Markets Inc.

Wedbush Securities Inc.