A Big Quarter for PIPEs

The final quarter of 2017 was one of the most active ever for the private-investment-in-public-equity market, coming at the end of year when PIPE offerings raised more than $76 billion.

The quarter saw more individual deals than almost any quarter since 2007, when the build up to the global financial crisis drove deal flow the likes of which has seldom been seen.

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PIPEs Placement Agents Power Rankings

PIPEs of at least $1 million between Jan 2017 and Dec 2017 ranked by number of placements.

H.C. Wainwright & Co. LLC

Roth Capital Partners LLC

Canaccord Genuity Group Inc.

Maxim Group LLC

Cowen and Co. LLC

Jefferies LLC

Aegis Capital Corp.

Ladenburg Thalmann Financial Services Inc.

Raymond James & Associates Inc.

Piper Jaffray & Co.

Stifel

Chardan Capital Markets LLC

Oppenheimer & Co.

Cantor Fitzgerald & Co.

JMP Group LLC

Joseph Gunnar & Co.

J.P. Morgan Chase & Co.

Leerink Partners LLC

Laidlaw & Company (UK) Ltd.

Barclays Capital Inc.

BMO Financial Group

William Blair & Co. LLC

Needham & Co. LLC

National Holdings Inc.

Bank of America Corporation